LIZZETTE E BOBONIS ROIG is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 15 2ND ST / 15 CALLE 2, GUAYNABO, PR, 00968.
LIZZETTE E BOBONIS ROIG has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 04, 2010
Disclosure History
LIZZETTE E BOBONIS ROIG has 2 Disclosure Event(s).
Date: August 11, 2017 Category: Customer Dispute Allegations: Client alleges, among other things, overconcentration, unsuitability, breach of fiduciary duty, breach of contract, contractual negligence, fraud, constructive fraud, failure to supervise, and violations of securities laws and rules (Puerto Rico bonds and bond funds). Includes request for interest, and fees. Damage Amount Requested: $375,000.00 Broker Comment: Lizzette Bobonis is not a named respondent to this arbitration. The claims are believed to stem from the unprecedented turmoil experienced in the Puerto Rico economy.
Date: August 04, 2017 Category: Customer Dispute Allegations: The Customers allege unsuitable investment recommendations and misrepresentation and omission of material facts from November 2010 to 2014. Damage Amount Requested: $100,000.00 Broker Comment: I strongly deny all allegations and will seek all remedies afforded to establish that the allegations are entirely lacking in merit.
More Information
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