LLOYD G CHAVEZ is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 8191 SOUTHPARK LANE, SUITE 204/103, LITTLETON, CO, 80120.
LLOYD G CHAVEZ has worked at PRUCO SECURITIES, LLC. since September 17, 2012
Disclosure History
LLOYD G CHAVEZ has 2 Disclosure Event(s).
Date: May 31, 2018 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT 9/2017 THE REPRESENTATIVE DID NOT FULLY DISCLOSE ALL THE FACTS REGARDING THE CHARGES, EXPENSES AND FEES. Damage Amount Requested: $7,708.44
Date: June 01, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: CLAIM AROSE FROM TECHNICAL DEFAULT ON LENDING AGREEMENT WITH CHRYSLER FINANCIAL AFTER TERMINATION OF FRANCISE AGREEMENT WITH CHRYSLER LLC DURING CHRYSLER BANKRUPTCY IN 2009
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