LONNIE THOMAS SHANNON is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 1501 42ND ST STE 110, WEST DES MOINES, IA, 50266.
LONNIE THOMAS SHANNON has worked at VOYA FINANCIAL ADVISORS, INC. since January 01, 2004
Disclosure History
LONNIE THOMAS SHANNON has 2 Disclosure Event(s).
Date: October 19, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE ACCOUND WAS MARGINED AND CHURNED AND NOT TO HIS BEST INTEREST Broker Comment: FIRM COULD NOT SUBSTANTIATE CLAIM AND FOUND NO ACTION WARRANTED. MATTER CLOSED.
Date: August 21, 2002 Category: Customer Dispute Allegations: NOT SPECIFIED; ALLEGIES SHE INVESTED $59000 AND SEEKS COMPENSATION FOR LOSSES. ALSO DOES NOT BELIEVE PRODUCT IN OCTOBER 2000 WAS SUITABLE Broker Comment: BASED ON FACTS TRANSAMERICA REVIEWED THAT THEY WOULD DENY COMPENSATION FOR MARKET LOSS
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