LONNY RYAN BOHLING

LONNY RYAN BOHLING is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 5370 SOUTH 72ND STREET, RALSTON, NE, 68127.

LONNY RYAN BOHLING has worked at QUESTAR CAPITAL CORPORATION since January 13, 2017

Disclosure History

LONNY RYAN BOHLING has 1 Disclosure Event(s).

Date: May 07, 1998
Category: Employment Separation After Allegations
Firm Name: EDWARD D. JONES & CO., L.P.
Termination Type: Discharged
Allegations: MR. BOHLING PREPARED TAX FORMS FOR CUSTOMERSAND ACCEPTED COMPENSATION FOR THE PREPARATION OF THE FORMSWITHOUT NOTIFYING OR OBTAINING APPROVAL FROM OUR FIRM ASREQUIRED BY FIRM POLICIES.
Broker Comment: TERMINATION OF EMPLOYMENTAS REPORTED ON THE U5, I PREPARED TAX RETURNS FOR LIMITED CUSTOMERS AND ACCEPTED COMPENSATION FROM THREE FOR THE PREPARATION. ALTHOUGH I CONTEND EDWARD D. JONES WAS AWARE OF THIS PREPARATION, JONES CONCLUDED THEY WERE NOT AND INITIATED TERMINATION OF MY EMPLOYMENT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LONNY RYAN BOHLING, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.