LORI J DESANTIS is currently employed as a Broker and/or Investment Adviser at SORRENTO PACIFIC FINANCIAL, LLC located at 147 ROUTE 70, TOMS RIVER, NJ, 08755.
LORI J DESANTIS has worked at SORRENTO PACIFIC FINANCIAL, LLC since July 29, 2014
Disclosure History
LORI J DESANTIS has 1 Disclosure Event(s).
Date: March 05, 2014 Category: Employment Separation After Allegations Firm Name: WELLS FARGO ADVISORS, LLC. Termination Type: Discharged Allegations: OPENING ACCOUNTS FOR FAMILY MEMBERS WHO NEVER INTENDED TO USE THE ACCOUNTS. Broker Comment: EVERY JANUARY THE BANK HAD A CAMPAIGN WHERE WE NEEDED 200% OF OUR CHECKING ACCOUNT GOAL. WE WERE STRONGLY ENCOURAGED TO OPEN ACCOUNTS FOR FRIENDS AND FAMILY. I HAD CONSENT FROM MY FAMILY TO OPEN THE ACCOUNTS, AND THEY WERE ALL FUNDED AND SIGNED.
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