LORI ANN ENDICOTT is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 120 N. ALABAMA AVENUE, DELAND, FL, 32724.
LORI ANN ENDICOTT has worked at RAYMOND JAMES & ASSOCIATES, INC. since January 13, 2012
Disclosure History
LORI ANN ENDICOTT has 1 Disclosure Event(s).
Date: May 11, 2015 Category: Customer Dispute Allegations: SUBJECT OF LITIGATION ALLEGATIONS: NEGLIGENCE, BREACH OF FIDUCIARY DUTIES AND VICARIOUS LIABILITY. PREVIOUSLY CLIENT ALLEGED MISREPRESENTATION. DATE OF ACTIVITY IS 1/20/2012 THROUGH 11/11/2013. Damage Amount Requested: $99,000.00 Settlement Amount: $25,000.00 Broker Comment: I DENY THIS CLAIM MADE BY THE SECOND IN LINE BENEFICIARY TO MY PARTNER'S CLIENT. I BECAME INVOLVED WITH THIS SITUATION WELL AFTER MY PARTNER (ADVISOR ON THE NAMED ACCOUNTS) PASSED AWAY AND THE FIRST BENEFICIARY HAD PASSED AWAY.
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