Lori Lynn Middleton is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 888 W HOUGHTON LAKE DR, PRUDENVILLE, MI, 48651.
Lori Lynn Middleton has worked at EDWARD JONES since November 16, 2011
Disclosure History
Lori Lynn Middleton has 5 Disclosure Event(s).
Date: August 30, 2017 Category: Financial Type: Compromise Disposition: SETTLEMENT
Date: May 12, 2017 Category: Financial Type: Compromise Disposition: SETTLEMENT
Date: February 02, 2017 Category: Financial Type: Compromise Disposition: SETTLEMENT
Date: October 04, 2016 Category: Financial Type: Compromise Disposition: SETTLEMENT
Date: June 17, 2016 Category: Financial Type: Compromise Disposition: SETTLEMENT
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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