LORIN TUCK LEONG CHUN is currently employed as a Broker and/or Investment Adviser at PARKLAND SECURITIES, LLC located at 55 MERCHANT ST., SUITE 1880, HONOLULU, HI, 96813.
LORIN TUCK LEONG CHUN has worked at PARKLAND SECURITIES, LLC since August 02, 2011
Disclosure History
LORIN TUCK LEONG CHUN has 8 Disclosure Event(s).
Date: April 13, 2016 Category: Customer Dispute Allegations: Unsuitable Investments; Misrepresentation of Facts Allegation Activity Period - February 2001 thru December 2004 Damage Amount Requested: $356,000.00
Date: October 20, 2015 Category: Customer Dispute Allegations: Statement of Claim alleges unsuitable investments and misrepresentation of facts in 2005. Damage Amount Requested: $300,000.00 Settlement Amount: $10,000.00 15-02406
Date: August 18, 2015 Category: Customer Dispute Allegations: UNSUITABLE INVESTMENTS; MISREPRESENTATION OF FACTS. ALLEGATION ACTIVITY PERIOD - 04/22/2009-08/02/2011. Damage Amount Requested: $60,717.99 Settlement Amount: $25,000.00
Date: July 29, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES REGISTERED REPRESENTATIVE IN 2009 RECOMMENDED UNSUITABLY INVESTMENTS IN A EQUIPMENT LEASING LIMITED PARTNERSHIP. Damage Amount Requested: $40,000.00
Date: March 31, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES REGISTERED REPRESENTATIVE RECOMMENDED UNSUITABLY CONCENTRATED INVESTMENTS IN AN EQUIPMENT LEASING LIMITED PARTNERSHIP AND A NONTRADED REIT. PERIOD OF ACTIVITY IS SEPTEMBER 2008. Damage Amount Requested: $180,000.00 Settlement Amount: $62,500.00
Date: March 10, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES REGISTERED REPRESENTATIVE IN 2009 RECOMMENDED UNSUITABLY INVESTMENTS IN A EQUIPMENT LEASING LIMITED PARTNERSHIP.
Date: December 26, 2012 Category: Customer Dispute Allegations: SUITABILITY AND MISREPRESENTATION - ALLEGED JUNE 16, 2009 TO PRESENT THE NET WORTH AND ANNUAL INCOME DID NOT SUPPORT THE "HIGH RISK INVESTMENTS". Damage Amount Requested: $5,000.00 Settlement Amount: $12,000.00 13-00750
Date: August 29, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES IN NOVEMBER 2007, HE INVESTED IN FIVE (5) DIFFERENT INVESTMENTS THAT WERE MISREPRESENTED AND NOT SUITABLE GIVEN HIS INVESTMENT OBJECTIVE. Damage Amount Requested: $185,000.00
More Information
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