LORRAINE ANN DIPAOLO

LORRAINE ANN DIPAOLO is currently employed as a Broker and/or Investment Adviser at NORTHEAST SECURITIES, LLC located at 139 Harristown Road, Suite 201, Glen Rock, NJ, 07452-3304.

LORRAINE ANN DIPAOLO has worked at NORTHEAST SECURITIES, LLC since November 25, 2003

Disclosure History

LORRAINE ANN DIPAOLO has 1 Disclosure Event(s).

Date: August 01, 2014
Category: Customer Dispute
Allegations: REP PURCHASED A SECURITY HOUSTON AMERICAN ENERGY (HUSA) WHICH CLIENT PURCHASED BEGINNING 2011, CLIENT CLAIMS UNSUITABLE PURCHASE AND BREACH OF FIDUCIARY DUTY
Damage Amount Requested: $118,574.85 Damages Granted: $96,250.61

More Information

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