LOUIS FRANCOIS BATMALE

LOUIS FRANCOIS BATMALE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1701 NOVATO BLVD, SUITE 304, NOVATO, CA, 94947.

LOUIS FRANCOIS BATMALE has worked at LPL FINANCIAL LLC since January 25, 2006

Disclosure History

LOUIS FRANCOIS BATMALE has 1 Disclosure Event(s).

Date: January 25, 2006
Category: Employment Separation After Allegations
Firm Name: M HOLDINGS SECURITIES, INC.
Termination Type: Permitted to Resign
Allegations: PERMITTED TO RESIGN OVER CIRCUMSTANCES RELATING TO THE ACCEPTANCE OF A STOCK ORDER VIA EMAIL.
Broker Comment: AS ORIGINAL FORM U5 INDICATES, I VOLUNTARILY RESIGNED ON 1/25/2006 FROM M HOLDING SECURITIES.

More Information

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