LOUIS ANTHONY DELLA VALLE is currently employed as a Broker and/or Investment Adviser at PURSHE KAPLAN STERLING INVESTMENTS located at 75 Williams Street, MANSFIELD, MA, 02048.
LOUIS ANTHONY DELLA VALLE has worked at PURSHE KAPLAN STERLING INVESTMENTS since November 10, 2016
Disclosure History
LOUIS ANTHONY DELLA VALLE has 1 Disclosure Event(s).
Date: April 30, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES SUITABILITY IN THE ACCOUNT. ALLEGED DAMAGES:ESTIMATED TO EXCEED $5,000. TIME PERIOD: 6/00-11/01 Broker Comment: DENIED, BASED ON FIRM'S FINDING THAT CLIENT TRANSFERRED ALL INVESTMENTS AT ISSUE INTO THE ACCOUNT AT INCEPTION AND THAT NO PURCHASES TOOK PLACE WHILE CLIENT HELD THE ACCOUNT AT UBS PAINEWEBBER."t
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