LOUIS EUGENE GENETT is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 11330 Vanstory Drive, Suite 115D, HUNTERSVILLE, NC, 28078.
LOUIS EUGENE GENETT has worked at PRUCO SECURITIES, LLC. since February 11, 1982
Disclosure History
LOUIS EUGENE GENETT has 2 Disclosure Event(s).
Date: February 04, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: January 11, 1994 Category: Customer Dispute Allegations: WITH REGARD TO HER VARIABLE APPRECIABLE LIFE(VAL) POLICY PURCHASED AFTER ATTENDANCE OF A "FINANCIALSTRATEGIES FOR A SUCCESSFUL RETIREMENT" SEMINAR, [CUSTOMER] ALLEGED " I EXPLAINED THAT MY PRIMARY OBJECTIVE WAS ARETIREMENT SAVINGS PLAN WITH THE GREATEST TAX ADVANTAGES...""[OTHER FIRM EMPLOYEE] AND MR. GENETT SUGGESTED A VAL INSURANCE POLICY EVENTHOUGH I DID NOT WANT LIFE INSURANCE BEYOND 10 YEARS, NOR DID IWANT AS MUCH AS $200,000." "NOW IT HAS BECOME OBVIOUS TO METHAT THE LIFE INS POLICY IS NOT WHAT I WANTED & IT APPEARS THATTHIS WAS MORE IN THE BEST INTEREST OF THE AGENT THATN IT WAS TOME. Settlement Amount: $13,052.00 Broker Comment: BASED UPON THE USE OF UNAUTHROIZED SALESMATERIALS AT THE SEMINAR CONDUCTED PRIOR TO THE CLIENT'SPURCHASE, THE COMPANY CANCELED [CUSTOMER'S] VAL AND REFUNDED ALL PREMIUMS
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