LOUIS WILLIAM LESKOSKY is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1200 Walnut Bottom Rd, Suite 102, Carlisle, PA, 17015.
LOUIS WILLIAM LESKOSKY has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since January 15, 2013
Disclosure History
LOUIS WILLIAM LESKOSKY has 2 Disclosure Event(s).
Date: October 25, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: April 23, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT SHE WAS SOLD FOUR INSURANCE CONTRACTS THAT WERE UNSUITABLE AND MISREPRESENTED BY THE RR BASED ONHER FINANCIAL OBJECTIVES AND HER INCOME. Damage Amount Requested: $100,000.00 Damages Granted: $47,916.67 Broker Comment: A FINANCIAL PLAN WAS USED WITH CLIENT TO ADDRESS GOALS AND MOST APPROPRIATE STRATEGY. CLIENT WAS INVOLVED IN THE PROCESS FROM THE BEGINNING, INCLUDING IMPLEMENTATION AND RATIONALE FOR EACH RECOMMENDATION. ALL DECISIONS WERE REACHED IN CONSULTATION WITH CLIENT. CLIENT SIGNED ALL DOCUMENTATION. CLIENT GOALS BEGAN TO SHIFT AND PRESENTED CHALLENGES BASED ON ORIGINAL STATED PRIORITIES. CLIENT'S ALTERED GOALS AND INCOME NEEDS COULD HAVE STILL BEEN ACHIEVED BASED ON HER FINANCIAL STANDING AT THE TIME. CLIENT COMPLAINT WAS DENIED.
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