LOUIS JAMES MACLOSKEY

LOUIS JAMES MACLOSKEY is currently employed as a Broker and/or Investment Adviser at ASSET PLANNING CORPORATION located at 1615 FORUM PLACE, SUITE 1A, WEST PALM BEACH, FL, 33401.

LOUIS JAMES MACLOSKEY has worked at ASSET PLANNING CORPORATION since June 29, 2007

LOUIS JAMES MACLOSKEY is also currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located at 1615 FORUM PLSTE 1A, WEST PALM BEACH, FL, 33401 since January 01, 1970

LOUIS JAMES MACLOSKEY is also currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1615 FORUM PLACESTE 1A, WEST PALM BEACH, FL, 33401 since January 01, 1970

Disclosure History

LOUIS JAMES MACLOSKEY has 1 Disclosure Event(s).

Date: September 28, 1988
Category: Customer Dispute
Allegations: CLIENT CHARGED BREACH OF FIDUCIARY DUTY;BREACH OF CONTRACT; INTENTIONAL INFLICTION OF EMOTIONALDISTRESS; VIOLATION OF FLORIDA ANTI-FENCING ACT; AND COMMON LAWFRAUD.
Damage Amount Requested: $175,000.00
Settlement Amount: $14,500.00
Broker Comment: IT WAS AGREED THAT SETTLING OUT OF COURT WOULDBE LESS COSTLY THAN THE ATTORNEY AND COURT COSTS THAT WOULD BEINCURRED BY GOING TO COURT. A LUMP SUM SETTLEMENT IN THE AMOUNTOF $14,500 WAS PAID TO THE PLAINTIFFS AND RELEASE FORMS WERESIGNED BY BOTH [CUSTOMER] AND [OTHER CUSTOMER NAMED].NOT PROVIDED

More Information

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