LOUIS FRANCIS ROBERT is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 4010 Boy Scout Blvd, Ste 700, Tampa, FL, 33607.
LOUIS FRANCIS ROBERT has worked at PRINCIPAL SECURITIES, INC. since May 28, 2015
LOUIS FRANCIS ROBERT has 2 Disclosure Event(s).Date: January 27, 2017
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for LOUIS FRANCIS ROBERT, click here.