LOUIS STEVEN WUHL

LOUIS STEVEN WUHL is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 303 LIPPINCOTT DRIVE, SUITE 300, MARLTON, NJ, 08053.

LOUIS STEVEN WUHL has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

LOUIS STEVEN WUHL has 2 Disclosure Event(s).

Date: June 22, 2001
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES UNSUITABLE RECOMMENDATIONS WERE MADE.
Damage Amount Requested: $10,509.01
Settlement Amount: $5,000.00

Date: October 28, 1971
Category: Criminal
Charges: 1.ONE COUNT OF DISTRIBUTION OF MARIJUANA 2. FELONY3.NOT GUILTY4.NO Charge Type: FELONY
Disposition: DISORDERLY CONDUCT, DROP TO MISDEMEANOR, $125 FINE & $7.25 FOR COURT FEES, PAID 10-28-1971, 12 MONTHS SUSPENDED SENTENCE.
Broker Comment: I WAS ARRESTED ON CHARLOTTESVILLE, VA WHILE A STUDENT THERE AND CHARGED WITH DISTRIBUTION OF MARIJUANA. HOWEVER WHEN MY CASE WAS HEARD, THE FELONY CHARGE WAS DROPPED. I WAS THEN CONVICTED OF DISORDERLY CONDUCT MISDEMEANOR WITH A $125 FINE AND 12 MONTHS SUSPENDED SENTENCE.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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