LOURDES PILAR ALEMANY PONS

LOURDES PILAR ALEMANY PONS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 101 CALLE MENDEZ VIGO W, DORAL BANK PLAZA STE. 202, MAYAGUEZ, PR, 00680-3847.

LOURDES PILAR ALEMANY PONS has worked at PFS INVESTMENTS INC. since August 14, 1987

Disclosure History

LOURDES PILAR ALEMANY PONS has 1 Disclosure Event(s).

Date: April 02, 2014
Category: Customer Dispute
Allegations: THE FIRM RECEIVED A LETTER FROM THE ATTORNEY ON BEHALF OF THE CUSTOMER WHICH CONTAINED ALLEGATIONS THAT THE REPRESENTATIVE MADE UNAUTHORIZED TRADES ON THE CUSTOMER'S ACCOUNTS.
Broker Comment: THE REPRESENTATIVE CATEGORICALLY DENIES ALL THE ALLEGATIONS SET FORTH IN THE ATTORNEY'S LETTER DATED APRIL 1, 2014.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LOURDES PILAR ALEMANY PONS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.