LUCAS NEAL COOLEY

LUCAS NEAL COOLEY is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 6026 HWY 98, STE 3, HATTIESBURG, MS, 39402.

LUCAS NEAL COOLEY has worked at PFS INVESTMENTS INC. since December 09, 2013

Disclosure History

LUCAS NEAL COOLEY has 1 Disclosure Event(s).

Date: May 25, 2006
Category: Criminal
Charges: LARC PETIT FIRST OFFENSE
Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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