LUIS GABRIEL GONZALEZ

LUIS GABRIEL GONZALEZ is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 10011 WASHINGTON BLVD, CULVER CITY, CA, 90232.

LUIS GABRIEL GONZALEZ has worked at WELLS FARGO CLEARING SERVICES, LLC since April 23, 2015

Disclosure History

LUIS GABRIEL GONZALEZ has 2 Disclosure Event(s).

Date: September 23, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $212,225.38
Judgment/Lien Type: Civil

Date: March 28, 2002
Category: Criminal
Charges: POSSESSION OF SCHEDULE IV SUBSTANCE (COMMONLY KNOWN AS CLONAZEPAM)
Disposition: 10/12/02 ENTERED A PRE TIRAL INTERVENTION PROGRAM - DEFERRED PROSECUTION AGREEMENT. 6/9/03 CASE WAS NOLLE PROSSE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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