LUIS MARQUEZ is currently employed as a Broker and/or Investment Adviser at LAIDLAW & COMPANY (UK) LTD. located at 433 PLAZA REAL, SUITE 275, BOCA RATON, FL, 33432.

LUIS MARQUEZ has worked at LAIDLAW & COMPANY (UK) LTD. since January 30, 2013

Disclosure History

LUIS MARQUEZ has 1 Disclosure Event(s).

Date: October 20, 2015
Category: Customer Dispute
Allegations: Claimant alleges that his "financial advisor" invested his accounts in unsuitable investments. The claimant's relationship with the firm began in 2009.
Damage Amount Requested: $340,000.00
Settlement Amount: $175,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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