LUIS MARIA MAYORGA is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 333-355 SE 2ND AVE/MET 2, [IPCS-L8], MIAMI, FL, 33131.
LUIS MARIA MAYORGA has worked at WELLS FARGO CLEARING SERVICES, LLC since February 22, 2010
Disclosure History
LUIS MARIA MAYORGA has 2 Disclosure Event(s).
Date: April 19, 2015 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FA PERSUADED HIM TO INVEST IN WPE INTERNATIONAL COOPERATIEF BOND BY IMPLYING HE HAD INFORMATION THAT GUARANTEED IT WOULD BE A GOOD INVESTMENT. (02/19/2013-07/01/2013) Damage Amount Requested: $270,000.00 Broker Comment: Claim denied. No evidence that FA implied inside information about WPE, despite claims that such information existed.
Date: December 18, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FINANCIAL ADVISOR MADE REPRESENTATIONS, RELATIVE TO TWO EQUITY SECURITIES, (WPE, BUMI) THAT APPEAR TO BE MISLEADING. (07/08/2014)
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