LUIS DANIEL NEGRON

LUIS DANIEL NEGRON is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 8784 SUNSET DRIVE, MIAMI, FL, 33173.

LUIS DANIEL NEGRON has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

LUIS DANIEL NEGRON has 4 Disclosure Event(s).

Date: April 08, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 15, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 13, 2006
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MR NEGRON MADE A RECOMMENDATION TO SELL HIS ANNUITIES AND INVEST IN THE "STOCK MARKET". CUSTOMER ALLEGES THAT MR. NEGRON GUARANTEED THAT THE INVESTMENTS WOULD PERFORM BETTER AND BE SAFER THAN THE ANNUITIES. ANNUITIES WERE ACTUALLY SURRENDERED AND INVESTED IN FIXED-INCOME MUTUAL FUNDS.
Damage Amount Requested: $33,349.69

Date: September 04, 2001
Category: Customer Dispute
Allegations: MISPREPRESENTATION
Damage Amount Requested: $70,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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