LUIS ADOLFO PINEDA

LUIS ADOLFO PINEDA is currently employed as a Broker and/or Investment Adviser at STATE FARM VP MANAGEMENT CORP. located at 1 STATE FARM DRIVE, FREDERICK, MD, 21701.

LUIS ADOLFO PINEDA has worked at STATE FARM VP MANAGEMENT CORP. since December 16, 2015

Disclosure History

LUIS ADOLFO PINEDA has 1 Disclosure Event(s).

Date: January 09, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $1,444.00
Judgment/Lien Type: Tax
Broker Comment: I'M LOOKING INTO THIS AS I BELIEVE IT MAY BE ASSOCIATED WITH MY SPOUSE AS WE DO FILE JOINT TAX RETURNS.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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