LUISA GONZALEZ is currently employed as a Broker and/or Investment Adviser at PNC INVESTMENTS located at 8020 CONROY WINDERMERE ROAD, ORLANDO, FL, 32835.
LUISA GONZALEZ has worked at PNC INVESTMENTS since March 31, 2017
Disclosure History
LUISA GONZALEZ has 3 Disclosure Event(s).
Date: February 07, 2018 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 14, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: MOVE OUT OF STATE FOR FAMILY EMERGENCY AND NEEDED TO SELL THE PROPERTY ON A TIME THE VALUE WAS LESS THAN THE LOAN. THE DEBT WAS SETTLE WITH METLIFE FOR THE SHORT SELL
Date: September 08, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT VARIABLE ANNUITY INVESTMENT WAS UNSUITABLE AND THAT ADVISOR DID NOT DISCLOSE CERTAIN TERMS OF INVESTMENT Settlement Amount: $69,965.70 Broker Comment: ADVISOR DENIED ALL ALLEGATIONS AND FIRM RESPONDED TO COMPLAINT DENYING ALLEGATIONS AND LIABILITY. IN THE INTEREST OF AVOIDING POTENTIAL LITIGATION AND COSTS OF DEFENSE, FIRM DECIDED TO OFFER ACCOMMODATION WITH NO ADMISSION OF LIABILITY AND NO CONTRIBUTION FROM ADVISOR. ADVISOR CONTINUES TO MAINTAIN THAT CUSTOMER'S ALLEGATIONS ARE WITHOUT MERIT.
More Information
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