LUKE MICHAEL LOUISON is currently employed as a Broker and/or Investment Adviser at PACKERLAND BROKERAGE SERVICES, INC. located at 4535 Red Barn Run, Mc Farland, WI, 53558.
LUKE MICHAEL LOUISON has worked at PACKERLAND BROKERAGE SERVICES, INC. since August 22, 2017
LUKE MICHAEL LOUISON has 1 Disclosure Event(s).
Date: July 05, 2017 Category: Employment Separation After Allegations Firm Name: Foresters Financial Services, Inc. Termination Type: Discharged Allegations: The Firm initiated a review when it appeared that Mr. Louison altered a document containing a plan of supervision relating to his outside business activity. During the review, it was confirmed that he altered the document. As a result, he was terminated. Broker Comment: For multiple years, I wrote and was paid for writing a weekly fantasy football article online. My company approved the activity.When my company changed course on the fee-based writing and decided to no longer approve the outside business activity, I complied. On a document confirming that I had ceased writing articles for a fee though, I added a clarifying sentence that I will write blogs on their site, which are unpaid and therefore not under the umbrella of outside business activities. Essentially, I wanted to ensure they wouldn't find something written by me, assume I was paid for it, and fire me.Instead, they fired me for adding that sentence, calling it "altering a compliance document".
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for LUKE MICHAEL LOUISON, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More