LUZ DEL ALBA PEREZ

LUZ DEL ALBA PEREZ is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 123 BOSTON AVENUE, BRIDGEPORT, CT, 06610.

LUZ DEL ALBA PEREZ has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

LUZ DEL ALBA PEREZ has 1 Disclosure Event(s).

Date: May 15, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $1,024.25
Judgment/Lien Type: Civil
Broker Comment: HONESTLY SPEAKING I WAS YOUNG AND IMMATURE AND DID NOT PAY ATTENTION TO THIS MATTER AT THE TIME. I HAVE OBTAINED THE INFORMATION ABOVE FROM THE NY COUNTY CIVIL COURT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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