MADELEINE A. ANTEKELIAN is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 131 SOUTH RODEO DRIVE, SUITE 300, BEVERLY HILLS, CA, 90212.
MADELEINE A. ANTEKELIAN has worked at UBS FINANCIAL SERVICES INC. since March 15, 2001
Disclosure History
MADELEINE A. ANTEKELIAN has 3 Disclosure Event(s).
Date: February 02, 2017 Category: Customer Dispute Allegations: Time Frame: mid-2013 through 8/2016Claimant has asserted claims for Breach of Fiduciary Duty, Fraud, Negligent Misrepresentation, Negligence, Breach of Contract, Violation of Federal Securities Laws and FINRA Rules, Failure to Supervise, and Vicarious Liability with respect to Claimant's investment in exchange traded notes and stock and options positions. Damage Amount Requested: $21,100,000.00 Settlement Amount: $1,500,000.00 Broker Comment: I deny all allegations. Despite the fact that this matter was settled, it should not be construed as any admission of liability or wring-doing on my part whatsoever. The case was settled as a business decision to avoid the uncertainties of the arbitration process. I will seek all remedies afforded to me to have these false allegations removed from my professional record.
Date: May 29, 2002 Category: Customer Dispute Allegations: POOR PERFORMANCE AND MISREPRESENTATION. Damage Amount Requested: $1,000,000.00
Date: January 19, 2001 Category: Customer Dispute Allegations: ALLEGES THAT SALE OF STOCK WAS NOT MADE IN MARCH 2000. Damage Amount Requested: $200,000.00 Broker Comment: RICHARD APICELLA(212) 783-7337
More Information
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