MANUEL ROSAS CHAVEZ

MANUEL ROSAS CHAVEZ is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 3925 S Nova Road, Suite 4D, Port Orange, FL, 32127.

MANUEL ROSAS CHAVEZ has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 11, 2013

Disclosure History

MANUEL ROSAS CHAVEZ has 1 Disclosure Event(s).

Date: December 12, 2014
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: RR asserts the Bankruptcy was filed as a result of an unwarranted dispute with a previous broker-dealer.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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