MANUEL ESCOBAR is currently employed as a Broker and/or Investment Adviser at ORIENTAL FINANCIAL SERVICES CORP. located at 997 SAN ROBERTO STREET, ORIENTAL GROUP TOWER 9TH FLOOR, SAN JUAN, PR, 00926.
MANUEL ESCOBAR has worked at ORIENTAL FINANCIAL SERVICES CORP. since August 08, 2013
Disclosure History
MANUEL ESCOBAR has 2 Disclosure Event(s).
Date: July 13, 2016 Category: Customer Dispute Allegations: Customer alleges account was assigned to a new RR in 10/2013 and client tried to reach the new RR but never returned his calls while fund prices continue to decline. No transactions made by RR. One previous RR was included in the claim also. Damage Amount Requested: $90,000.00 Settlement Amount: $21,500.00 Broker Comment: I inherited this account in 1/2015. Client called once requesting a statement which was sent out. Client never called or wrote again.
Date: August 31, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISOR CAUSED INVESTMENT LOSSES DUE TO POOR INVESTMENT COUNSELING PRIOR TO 2001. DAMAGES AT LEAST $100,000 Damage Amount Requested: $100,000.00
More Information
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