MANUEL MEDEIROS GOULART is currently employed as a Broker and/or Investment Adviser at FOUNDERS FINANCIAL SECURITIES LLC located at 9591 Al Costa Boulevard, San Ramon, CA, 94583.
MANUEL MEDEIROS GOULART has worked at FOUNDERS FINANCIAL SECURITIES LLC since April 04, 2014
Disclosure History
MANUEL MEDEIROS GOULART has 3 Disclosure Event(s).
Date: November 15, 2011 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT THE REGISTERED REPRESENTATIVE TOLD HER THAT SHE WOULD RECEIVE 6% INTEREST EVERY YEAR OF THE CONTRACT AND SHE WOULD NEVER LOSE HER PRINCIPLE OR INTEREST. Damage Amount Requested: $17,207.00
Date: February 05, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT THE REGISTERED REPRESENTATIVE SHE WAS PROMISED LIVING BENEFIT RIDERS ON HER VARAIABLE ANNUITY BUT SHE APPARENTLY NOT COVERED BY THESE RIDERS. Damage Amount Requested: $25,000.00
Date: March 27, 2007 Category: Customer Dispute Allegations: THE REGISTERED REPRESENTATIVE FAILED TO SUBMIT AN APPLICATION FOR A VARIABLE UNIVERSAL LIFE (VUL) INSURANCE POLICY TO THE PRODUCT PROVIDER IN A TIMELY MANNER. THE CUSTOMER ALLEGES THAT HE WAS SUBSEQUENTLY DIAGNOSED WITH AN ILLNESS THAT RENDERED HIM UNINSURABLE. Settlement Amount: $50,000.00 Broker Comment: PLEASE NOTE THAT THE ORIGINAL COMPLAINT WAS NOT DISCLOSABLE SINCE THERE WAS NO DEMAND FOR DAMAGES MADE AND THEREFORE IT DID NOT MEET THE DISCLOSURE THRESHHOLD.
More Information
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