MANUEL URANGA

MANUEL URANGA is currently employed as a Broker and/or Investment Adviser at BOLTON SECURITIES CORPORATION located at 515 Madison Avenue, Suite 15C, New York, NY, 10022.

MANUEL URANGA has worked at BOLTON SECURITIES CORPORATION since August 31, 2017

Disclosure History

MANUEL URANGA has 1 Disclosure Event(s).

Date: August 08, 2002
Category: Customer Dispute
Allegations: CLAIMS THAT FC PURCHASED UNSUITABLE SECURITIES AND USED MARGIN WITHOUT AUTHORIZATION WHILE CHURNING THE ACCOUNT AND SEEKS RESTITUTION FOR LOSSES THAT ARE ALLEGED TO APPROXIMATE $1.9 MILLION.
Damage Amount Requested: $1,900,000.00
Broker Comment: THOMAS MIERSWA IS HANDLING THIS MATTER.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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