MARC ANTON BARRETTA

MARC ANTON BARRETTA is currently employed as a Broker and/or Investment Adviser at VANDERBILT SECURITIES, LLC located at 125 FROEHLICH FARM BLVD., WOODBURY, NY, 11797.

MARC ANTON BARRETTA has worked at VANDERBILT SECURITIES, LLC since December 20, 2013

Disclosure History

MARC ANTON BARRETTA has 1 Disclosure Event(s).

Date: November 03, 2011
Category: Customer Dispute
Allegations: CLIENT ALLEGES POOR RECOMMENDATION/POOR ADVICE REGARDING MANAGED ACCOUNT INVESTMENT. ACTIVITY DATES 08/08/2011-09/12/2011.
Damage Amount Requested: $64,000.00
Settlement Amount: $9,518.15

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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