MARC ALAN JOHNSON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1200 PITTSFORD VICTOR RD STE 100, PITTSFORD, NY, 14534.
MARC ALAN JOHNSON has worked at WELLS FARGO CLEARING SERVICES, LLC since February 27, 2009
Disclosure History
MARC ALAN JOHNSON has 1 Disclosure Event(s).
Date: December 17, 2009 Category: Customer Dispute Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT BEGINNING IN JANUARY OF 2007 THE FINANCIAL ADVISOR WAS NEGLIGENT WHEN HE FAILED TO DEVELOP A SUITABLE TRADING STRATEGY FOR CLAIMANT'S ACCOUNTS. CLAIMANT ALLEGES THAT AFTER OCTOBER 8, 2008 THE FINANCIAL ADVISOR MADE UNAUTHORIZED TRADES IN CLAIMANT'S ACCOUNTS Damage Amount Requested: $170,000.00 Settlement Amount: $30,000.00 Broker Comment: THIS MATTER WAS SETTLED FOR BUSINESS PURPOSES, WITH NO ADMISSION OF LIABILITY BY THE FIRM OR FA. FA DID NOT CONTRIBUTE TO THE SETTLEMENT.
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