MARC FREDERICK KORSCH

MARC FREDERICK KORSCH is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 2055 WOOD STREET, SUITE #119, SARASOTA, FL, 34237.

MARC FREDERICK KORSCH has worked at CENTAURUS FINANCIAL, INC. since February 10, 2014

Disclosure History

MARC FREDERICK KORSCH has 4 Disclosure Event(s).

Date: April 20, 2018
Category: Customer Dispute
Allegations: Claimant alleges that recommendation of annuity switches are unsuitable and that the fees, surrender penalties/charges and annuity terms were not adequately discussed.
Damage Amount Requested: $55,000.00
Broker Comment: The Registered Representative vehemently denies any wrongdoing and asserts that the customer's allegations are completely without merit. The customer confirmed in writing that he not only received the requisite investment documentation, but that he understood its content. The investments about which he complained were recommended based on his objectives, goals and financial circumstances and were offered only after the customer's review of all material documentation related to the investment. At all times, the Registered Representative put the customer's interest first and will vigorously defend this matter to the fullest extent of the law.

Date: July 05, 2017
Category: Customer Dispute
Allegations: ALLEGED RECOMMENDATION OF TRANSACTIONS THAT WERE HARMFUL AND DETRIMENTAL TO THE CUSTOMER IN 2012.
Damage Amount Requested: $500,000.00
Broker Comment: THE CASE WAS FILED AS A FINRA ARBITRATION AND REPRESENTATIVE WAS NOT NAMED IN THE ARBITRATION.

Date: May 23, 2012
Category: Financial
Type: Compromise
Disposition: SHORT SALE - AUTION
Broker Comment: STRATEGIC SHORT SALE INITIATED BY ATTORNEY.

Date: July 30, 1998
Category: Criminal
Charges: UNAUTH USE OR POSS OF DL (F)3D
Disposition: Reduced
Amended Charges: UNAUTH USES OR POSS OF DL (M)1D
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Dismissed
Broker Comment: USE OF FALSE ID, 18 YEARS OLD

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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