MARC FREDERICK KORSCH is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 2055 WOOD STREET, SUITE #119, SARASOTA, FL, 34237.
MARC FREDERICK KORSCH has worked at CENTAURUS FINANCIAL, INC. since February 10, 2014
Disclosure History
MARC FREDERICK KORSCH has 4 Disclosure Event(s).
Date: April 20, 2018 Category: Customer Dispute Allegations: Claimant alleges that recommendation of annuity switches are unsuitable and that the fees, surrender penalties/charges and annuity terms were not adequately discussed. Damage Amount Requested: $55,000.00 Broker Comment: The Registered Representative vehemently denies any wrongdoing and asserts that the customer's allegations are completely without merit. The customer confirmed in writing that he not only received the requisite investment documentation, but that he understood its content. The investments about which he complained were recommended based on his objectives, goals and financial circumstances and were offered only after the customer's review of all material documentation related to the investment. At all times, the Registered Representative put the customer's interest first and will vigorously defend this matter to the fullest extent of the law.
Date: July 05, 2017 Category: Customer Dispute Allegations: ALLEGED RECOMMENDATION OF TRANSACTIONS THAT WERE HARMFUL AND DETRIMENTAL TO THE CUSTOMER IN 2012. Damage Amount Requested: $500,000.00 Broker Comment: THE CASE WAS FILED AS A FINRA ARBITRATION AND REPRESENTATIVE WAS NOT NAMED IN THE ARBITRATION.
Date: May 23, 2012 Category: Financial Type: Compromise Disposition: SHORT SALE - AUTION Broker Comment: STRATEGIC SHORT SALE INITIATED BY ATTORNEY.
Date: July 30, 1998 Category: Criminal Charges: UNAUTH USE OR POSS OF DL (F)3D Disposition: Reduced Amended Charges: UNAUTH USES OR POSS OF DL (M)1D Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: Dismissed Broker Comment: USE OF FALSE ID, 18 YEARS OLD
More Information
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