MARC ROMEYN LIPPMAN is currently employed as a Broker and/or Investment Adviser at FOLGER NOLAN FLEMING DOUGLAS INCORPORATED located at 725 15TH STREET N.W., WASHINGTON, DC, 20005-2109.
MARC ROMEYN LIPPMAN has worked at FOLGER NOLAN FLEMING DOUGLAS INCORPORATED since December 11, 2009
Disclosure History
MARC ROMEYN LIPPMAN has 1 Disclosure Event(s).
Date: December 14, 2009 Category: Customer Dispute Allegations: PREVIOUS FIRM WITH WHOM THE COMPLAINT WAS FILED ALLEGES THAT THE CLIENT CLAIMS THAT THE CURRENT ASSET ALLOCATION WAS NOT SUITABLE. THE PREVIOUS FIRM HAS NOT GIVEN FNFD A COPY OF THE COMPLAINT. BASED ON WHAT THE SALESMAN BELIEVES THE COMPLAINT ALLEGES, SALESMAN BELIEVES THAT THE CUSTOMER LEFT OUT OF HIS CALCULATIONS THE CASH AND CASH EQUIVALENTS IN THE ACCOUNT;AND THAT IF THESE ASSETS HAD BEEN INCLUDED,AS THEY SHOULD HAVE, THE ALLOCATION WAS CORRECT AS PER PNC'S FINANCIAL PLANNING SOFTWARE.
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