MARC J MINKOFF is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 39705 REGENCY WAY, PALM DESERT, CA, 92211.
MARC J MINKOFF has worked at WOODBURY FINANCIAL SERVICES, INC. since November 25, 2015
Disclosure History
MARC J MINKOFF has 2 Disclosure Event(s).
Date: May 03, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABLE INVESTMENT PURCHASES AND RECOMMENDATIONS. SHE FURTHUR ALLEGES THAT THE ACCOUNT IS TOO HEAVILY INVESTED IN EQUITIES. Damage Amount Requested: $250,000.00 Broker Comment: CLIENT DID NOT PURSUE CLAIM FOR OVER ONE YEAR PERIOD, SO WE CLOSED OUR FILE DUE TO LACK OF PURSUIT.
Date: August 14, 2000 Category: Customer Dispute Allegations: CLIENT HAS ALLEGED NEGLIGENCE, SUITABILITY, UNAUTHORIZED TRADING, MISREPRESENTATION AND FRAUD AND VIOLATIONS OF OTHER NASD AND FEDERAL RULES IN CONNECTION WITH THE HANLDING OF HER SINGLE, IRA AND TRUST ACCOUNTS. Damage Amount Requested: $326,000.00 Settlement Amount: $55,000.00 Broker Comment: FOR BUSINESS REASONS AND WITHOUT ADMITTING ANY LIABILITY ON PART OF THE FIRM, THIS MATTER WAS SETTLED FOR $55,000.
More Information
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