MARC ALAN SILVERSTEIN

MARC ALAN SILVERSTEIN is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at 1393 VETERANS MEMORIAL HWY., SUITE 314N, HAUPPAUGE, NY, 11788.

MARC ALAN SILVERSTEIN has worked at EQUITY SERVICES, INC. since May 20, 2016

Disclosure History

MARC ALAN SILVERSTEIN has 1 Disclosure Event(s).

Date: August 11, 2016
Category: Customer Dispute
Allegations: THE CURRENT OWNER, WHO WAS NOT THE OWNER AT TIME OF PURCHASE, HAS ALLEGED THE ADVISOR'S RECOMMENDATION TO PURCHASE A VARIABLE ANNUITY IN APRIL 2014 WAS NOT APPROPRIATE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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