MARCOS ANTONIO FRANCO

MARCOS ANTONIO FRANCO is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1101 OLD YORK RD, ABINGTON, PA, 19001.

MARCOS ANTONIO FRANCO has worked at WELLS FARGO CLEARING SERVICES, LLC since January 24, 2018

Disclosure History

MARCOS ANTONIO FRANCO has 3 Disclosure Event(s).

Date: August 12, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $13,270.14
Judgment/Lien Type: Tax
Broker Comment: 1040 IRS tax lien year ending 12/31/14.

Date: May 10, 2012
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: COMPROMISE RESULTED FROM A DIVORCE SITUATION. I AM PAYING MY OBLIGATION WITH BB&T AS AGREED. DIVORCE HAS BEEN FINANLIZED.

Date: May 10, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: COMPROMISE RESULTED FROM A DIVORCE SITUATION. I AM PAYING MY OBLIGATION WITH BB&T AS AGREED. DIVORCED HAS BEEN FINALIZED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MARCOS ANTONIO FRANCO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.