MARCUS DEAN CARREON is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at ONE SOUTH CHURCH AVE., SUITE 2200, TUCSON, AZ, 85701.
MARCUS DEAN CARREON has worked at NYLIFE SECURITIES LLC since February 18, 2013
Date: April 16, 2015 Category: Judgment / Lien Judgment/Lien Amount: $3,119.22 Judgment/Lien Type: Tax Broker Comment: 1040 TAX YEAR 2006
Date: September 23, 2014 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THE SALE OF A VARIABLE ANNUITY POLICY IS NOT SUITABLE BASED ON HIS AGE AND MEDICAL CONDITION. THE CUSTOMER ALSO ALLEGES THAT HE DID NOT UNDERSTAND THE TERMS AND CONDITIONS ASSOCIATED WITH THE POLICY THAT WAS PURCHASED IN DECEMBER 2013. DUE TO HIS MEDICAL CONDITIONS, THE CUSTOMER WILL NEED LIQUID ASSETS AND REQUEST THE POLICY BE RESCINDED WITHOUT INCURRING A SURRENDER CHARGE. Damage Amount Requested: $9,500.00
Date: October 25, 2013 Category: Judgment / Lien Judgment/Lien Amount: $638.08 Judgment/Lien Type: Civil Broker Comment: $157.08 PAST-DUE CHILD SUPPORT
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