MARCUS ANDERS HEBELER

MARCUS ANDERS HEBELER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 30 WOODLAWN DR, TRUMBULL, CT, 06611.

MARCUS ANDERS HEBELER has worked at CETERA ADVISORS LLC since January 05, 2016

Disclosure History

MARCUS ANDERS HEBELER has 2 Disclosure Event(s).

Date: January 27, 2009
Category: Customer Dispute
Allegations: CUSTOMERS' DAUGHTER ALLEGES THAT THE RR RECOMMENDED AN UNSUITABLE MUNICIPAL BOND FUND TO HER PARENTS.
Damage Amount Requested: $7,739.81
Settlement Amount: $5,775.71
Broker Comment: WITHOUT ADMITTING LIABILITY, THE COMPLAINT WAS SETTLED IN ORDER TO AVOID ADDITIONAL COSTS.

Date: October 20, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION SURROUNDING THE SALE OF MUTUAL FUNDS. DAMAGES NOT STATED BUT REASONABLY DETERMINED TO BE MORE THAN $5,000.00
Damage Amount Requested: $5,000.00
Settlement Amount: $13,594.50
Broker Comment: WITHOUT ADMITTING LIABILITY, THE CUSTOMER COMPLAINT WAS SETTLED IN ORDER TO AVOID ADDITIONAL COSTS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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