MARCUS JASSO

MARCUS JASSO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3120 SOUTHWEST FRWY, SUITE 500, HOUSTON, TX, 77098.

MARCUS JASSO has worked at LPL FINANCIAL LLC since July 02, 2015

Disclosure History

MARCUS JASSO has 5 Disclosure Event(s).

Date: August 03, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THE MENTIONED COMPROMISE STEMS FROM A DIVORCE IN 2007.

Date: August 03, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THE MENTIONED COMPROMISE STEMS FROM A DIVORCE IN 2007.

Date: June 27, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS COMPROMISE STEMS FROM A DIVORCE IN 2007.

Date: June 26, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THE MENTIONED COMPROMISE STEMS FROM A DIVORCE IN 2007.

Date: September 24, 2004
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THAT I FAILED TO INFORM HER OF THE SURRENDER CHARGES ON THE ANNUITY, MISREPRESENTED THE PROJECTED RATE OF RETURN, AND FAILED TO NOTIFY HER OF THE 10-DAY RIGHT TO EXAMINE PROVISION ON THE CONTRACT.
Damage Amount Requested: $10,543.77
Broker Comment: THE FIRM FOUND THE CLIENT RECEIVED WRITTEN DISCLOSURE OF THE SURRENDER CHARGES ON TWO SEPARATE OCCASIONS. ALSO, THE CLIENT RECEIVED TWO SEPARATE ANNUITY SALES ILLUSTRATIONS AND DECIDED TO PURCHASE ONLY ONE. SHE WAS CONFUSING THE RETURNS BETWEEN THE TWO ANNUITIES. LAST, THE CLIENT RECEIVED VERBAL AND WRITTEN NOTIFICATION OF THE RIGHT TO EXAMINE PROVISION ON THE ANNUITY.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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