MARCUS JASSO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3120 SOUTHWEST FRWY, SUITE 500, HOUSTON, TX, 77098.
MARCUS JASSO has worked at LPL FINANCIAL LLC since July 02, 2015
Disclosure History
MARCUS JASSO has 5 Disclosure Event(s).
Date: August 03, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THE MENTIONED COMPROMISE STEMS FROM A DIVORCE IN 2007.
Date: August 03, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THE MENTIONED COMPROMISE STEMS FROM A DIVORCE IN 2007.
Date: June 27, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS COMPROMISE STEMS FROM A DIVORCE IN 2007.
Date: June 26, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THE MENTIONED COMPROMISE STEMS FROM A DIVORCE IN 2007.
Date: September 24, 2004 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT I FAILED TO INFORM HER OF THE SURRENDER CHARGES ON THE ANNUITY, MISREPRESENTED THE PROJECTED RATE OF RETURN, AND FAILED TO NOTIFY HER OF THE 10-DAY RIGHT TO EXAMINE PROVISION ON THE CONTRACT. Damage Amount Requested: $10,543.77 Broker Comment: THE FIRM FOUND THE CLIENT RECEIVED WRITTEN DISCLOSURE OF THE SURRENDER CHARGES ON TWO SEPARATE OCCASIONS. ALSO, THE CLIENT RECEIVED TWO SEPARATE ANNUITY SALES ILLUSTRATIONS AND DECIDED TO PURCHASE ONLY ONE. SHE WAS CONFUSING THE RETURNS BETWEEN THE TWO ANNUITIES. LAST, THE CLIENT RECEIVED VERBAL AND WRITTEN NOTIFICATION OF THE RIGHT TO EXAMINE PROVISION ON THE ANNUITY.
More Information
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