Marcus A Vergeront

Marcus A Vergeront is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 103 WHITEWATER SUITE B, POLSON, MT, 59860.

Marcus A Vergeront has worked at EDWARD JONES since July 16, 1996

Disclosure History

Marcus A Vergeront has 1 Disclosure Event(s).

Date: April 06, 2015
Category: Customer Dispute
Allegations: IN APRIL 2013, MR. VERGERONT FAILED TO ROLLOVER FUNDS FROM ONE QUALIFIED ACCOUNT TO ANOTHER RESULTING IN ALLEGED DAMAGES OF $55,318.00.
Damage Amount Requested: $55,318.00
Settlement Amount: $40,000.00 15-00478

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Marcus A Vergeront, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.