MARCY JO HOLDSAMBECK-HYDE

MARCY JO HOLDSAMBECK-HYDE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3880 CONSTELLATION RD, LOMPOC, CA, 93436.

MARCY JO HOLDSAMBECK-HYDE has worked at LPL FINANCIAL LLC since August 17, 2000

Disclosure History

MARCY JO HOLDSAMBECK-HYDE has 1 Disclosure Event(s).

Date: May 12, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES FA DID NOT DISCLOSE UP FRONT SALES CHARGES OF MF CLASS "A" SHARES. FA DENIES ALL ALLEGATIONS AND MAINTAINS THAT SHE PROVIDED COMPLETE INFORMATION TO CUSTOMER AS TO SALES CHARGES.
Damage Amount Requested: $8,489.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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