MARGARITA FIGUEROA is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 15 2ND ST / 15 CALLE 2, GUAYNABO, PR, 00968.
MARGARITA FIGUEROA has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since July 18, 2011
Disclosure History
MARGARITA FIGUEROA has 1 Disclosure Event(s).
Date: December 30, 2015 Category: Customer Dispute Allegations: The Customers allege unsuitable investment recommendations, unauthorized trading and misrepresentation and omission of material facts from July 2013 to December 2015. Damage Amount Requested: $490,742.25 Broker Comment: I STRONGLY DENY ALL ALLEGATIONS AND WILL SEEK ALL REMEDIES AFFORDED TO ME TO ESTABLISH THAT THE ALLEGATIONS ARE ENTIRELY LACKING IN MERIT.
More Information
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