MARGO ANN SHEPARD is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1900 SHAWNEE MISSION PKWY, STE 210, MISSION WOODS, KS, 66205.
MARGO ANN SHEPARD has worked at WELLS FARGO CLEARING SERVICES, LLC since October 21, 2010
Disclosure History
MARGO ANN SHEPARD has 1 Disclosure Event(s).
Date: October 21, 2010 Category: Employment Separation After Allegations Firm Name: MORGAN STANLEY SMITH BARNEY, LLC Termination Type: Voluntary Resignation Allegations: CONCERNS REGARDING DISCRETIONARY TRADING IN CERTAIN CLIENT ACCOUNTS WITHOUT WRITTEN AUTHORIZATION AND ACCEPTING INSTRUCTIONS FROM THIRD PARTIES WITHOUT WRITTEN AUTHORIZATION.
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