MARIA TERESA GEROLD

MARIA TERESA GEROLD is currently employed as a Broker and/or Investment Adviser at CREDIT AGRICOLE SECURITIES (USA) INC. located at 1301 AVENUE OF THE AMERICAS, 13TH FLOOR, NEW YORK, NY, 10019.

MARIA TERESA GEROLD has worked at CREDIT AGRICOLE SECURITIES (USA) INC. since November 23, 2011

Disclosure History

MARIA TERESA GEROLD has 1 Disclosure Event(s).

Date: May 26, 1997
Category: Criminal
Charges: CHARGED WITH SHOPLIFTING
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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