MARIA TERESA MONTANEZ is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1850 K STREET NW, SUITE 900, WASHINGTON, DC, 20006.
MARIA TERESA MONTANEZ has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MARIA TERESA MONTANEZ has 1 Disclosure Event(s).
Date: April 27, 1994 Category: Customer Dispute Allegations: THE CLAIMANT ALLEGED THAT TWO LIMITEDPARTNERSHIPS WERE MISREPRESENTED TO HER AND CLAIMED $15,000 INDAMAGES. THE CLAIMANT MADE A $10,000 PURCHASE FOR 10 UNITS OFA LIMITED PARTNERSHIP THROUGH MARIA MONTANEZ. PRIOR TO THISPURCHASE, THE CLAIMANT MADE A $5,000 PURCHASE FOR 5 UNITS OFTHE OTHER LIMITED PARTNERSHIP THROUGH ANOTHER BROKER. Damage Amount Requested: $15,000.00 Settlement Amount: $13,000.00 Broker Comment: THE CLAIMANT'S ENTIRE CLAIM WAS SETTLED FOR$13,000 BY MERRILL LYNCH WITH THE CLAIMANT TO TRANSFER ALL 15UNITS OF HER LIMITED PARTNERSHIPS TO MERRILL LYNCH.MERRILL LYNCH SETTLED THE MATTER TO AVOID THEEXPENSES AND UNCERTAINTY OF LITIGATION. THE ALLEGATIONS AREDENIED. THE CLAIMANT, WHO IS INVOLVED IN REAL ESTATE, WASPROVIDED WITH A PROSPECTUS.
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