MARIE FROMONT

MARIE FROMONT is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 5885 MEADOWS ROAD, SUITE 800, LAKE OSWEGO, OR, 97035.

MARIE FROMONT has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since May 23, 2016

Disclosure History

MARIE FROMONT has 1 Disclosure Event(s).

Date: February 07, 2006
Category: Criminal
Charges: THEFT IN THE THIRD DEGREE
Disposition: Convicted
Broker Comment: THE INCIDENT OCCURED WHEN I WAS 19. THE ITEM AT ISSUE WAS A PAIR OF SHORTS, VALUED AT $7.99.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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