MARIENNE MCCLURE

MARIENNE MCCLURE is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 733 BISHOP ST, HONOLULU, HI, 96813.

MARIENNE MCCLURE has worked at UBS FINANCIAL SERVICES INC. since February 27, 2009

Disclosure History

MARIENNE MCCLURE has 1 Disclosure Event(s).

Date: June 27, 2014
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES HE WAS TOLD BY FA THAT HE WOULD BE GETTING DISCOUNTED FEES AND WAS NOT. THE CLIENT FURTHER ALLEGES HALF HIS ASSETS WERE IN ONE INVESTMENT. TIME FRAME: MARCH 31, 2010 TO JUNE 10, 2014
Damage Amount Requested: $16,377.35
Settlement Amount: $11,734.06

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MARIENNE MCCLURE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.