MARILEE ANN HILL is currently employed as a Broker and/or Investment Adviser at PRIMEX located at 205 Cotton Valley, Christiansted, St. Croix, VI, 00820.
MARILEE ANN HILL has worked at PRIMEX since October 13, 2014
Disclosure History
MARILEE ANN HILL has 3 Disclosure Event(s).
Date: November 12, 2014 Category: Regulatory
Date: January 07, 2013 Category: Regulatory Initiated By: FINRA Allegations: RESPONDENT HILL FAILED TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO A FINRA REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE. Resolution: LETTER SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: ANY CAPACITY Duration: N/A Start Date: 1/7/2013 End Date: 1/9/2013 Regulator Statement: PURSUANT TO ARTICLE VI, SECTION 3 OF FINRA BY-LAWS AND FINRA RULE 9554, RESPONDENT HILL IS SUSPENDED FOR FAILURE TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO A FINRA REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE. SUSPENSION LIFTED JANUARY 9, 2013.
Date: September 23, 2010 Category: Customer Dispute Allegations: LATE 2006 CLAIMANTS RECEIVED OFFER ON THEIR 17 APT. ROW HOUSES. UPON ADVICE OF CPA/FINANCIAL PLANNER AND LAWYER ELECTED TO AVOID TAXATION AND REINVEST ALL PROCEEDS. EARLY 2007 ADVISERS REFERRED CLAIMANTS TO RESPONDENT AND SUMMER 2007 CLAIMANTS PURCHASED INTERESTS IN 2 TIC PROPERTIES - PERFORMED WELL UNTIL ECONOMIC MELTDOWN. 9/2010 CLAIMANTS CLAIMED TO FORGET ALL INVESTIGATIONS THEY PERFORMED, REPRESENTATIONS MADE AND CLAIMED TO BE INNOCENT VICTIMS OF RESPONDENTS. Damage Amount Requested: $1,361,762.00 Damages Granted: $61,600.00 10-04075
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